Investment advisory services are offered through Talis Advisory Services, LLC dba Generational Wealth Advisors (“GWA”). GWA is an SEC registered investment advisor located in Richardson, Texas. Registration as an investment adviser is not an endorsement by securities regulators and does not imply that GWA has attained a certain level of skill, training, or ability. GWA and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisors by those states within which the firm maintains clients.
GWA may only transact business in those states in which it is notice filed or in which it qualifies for an exemption or exclusion from notice filing requirements. Content is limited to the dissemination of general information regarding investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, content should not be construed by any consumer and/or prospective client as a solicitation to effect or attempt to effect transactions in securities or the rendering of personalized investment advice for compensation. Users should consult with appropriate advisors before making investment decisions.
Any subsequent direct communication by GWA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state in which the prospective client resides. For information pertaining to the registration status of GWA, please contact the United States Securities and Exchange Commission on their website at http://www.adviserinfo.sec.gov/. GWA’s current Form ADV Part 2 is available upon request.
Form CRS is a customer relationship summary also known as Form ADV Part 3. Advisors and brokers are required to deliver this relationship summary to clients beginning in 2020. The relationship summary contains important information about your advisor or broker. GWA’s Form CRS is available upon request.
Past performance is no guarantee of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by GWA), will be profitable or equal any historical performance level. All investment strategies have the potential for profit or loss. Investment strategies such as asset allocation, diversification, and rebalancing do not assure or guarantee better performance and cannot eliminate the risk of investment losses. There is no guarantee that a portfolio employing these or any other strategy will outperform a portfolio that does not engage in such strategies. Changes in investment strategies, contributions or withdrawals may materially alter the performance of an individual’s portfolio. Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any benchmark.
Any index performance data appearing or referenced has been compiled by the respective copyright holders, trademark holders, or publication/distribution right owners of each index. Historical performance results for investment indexes and/or categories are for illustrative purposes only and do not represent actual portfolio performance. The indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges, or the deduction of an investment-management fee, which would decrease historical performance results. Investors cannot invest directly in an index. GWA makes no warranty, express or implied, for any decision taken by any party in reliance upon such index information.
While information presented is believed to be factual and up-to-date, GWA does not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change. Clients or prospective clients should not assume that the publication of any of this material serves as the receipt of, or a substitute for, personalized advice from GWA or from any other investment professional and should not use any content as the sole basis for any investment, financial planning, tax, legal or other decisions. Rather, a professional adviser should be consulted and/or independent due diligence should be conducted before implementing any of the options referenced in the content. GWA is neither a law firm nor an accounting firm. The tax and estate planning information provided is general in nature. It is provided for informational purposes only and should not be construed as legal or tax advice. Clients and prospective clients should consult an attorney or tax professional regarding their specific legal or tax situation. GWA’s business continuity statement is available upon request.
Per the disclosures in our Form ADV, certain GWA representatives may be licensed to sell insurance products through Talis Financial Services, LLC. Talis Financial Services, LLC is a licensed insurance agency and is affiliated with GWA through common control and ownership. Please refer to Form ADV for more information. GWA and its representatives are not licensed to sell insurance products in every state and its representatives may only transact insurance business in those states in which they are licensed. Content is limited to the dissemination of general information regarding insurance products to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, content should not be construed by any consumer and/or prospective client as a solicitation to effect or attempt to effect the sale of insurance products. Nothing contained herein constitutes a policy, binder, or agreement to provide coverage. Users should consult with appropriate advisors before making insurance decisions.
Awards, rankings, ratings, and/or recognition by unaffiliated rating services and/or publications are not indicative of GWA’s future performance or its clients’ investment success; should not be construed by a client or prospective client as a guarantee that such client will experience a certain level of results if GWA is engaged, or continues to be engaged to provide investment advisory services; nor should it be construed as a current or past endorsement of GWA by any of its clients. Rankings published by unaffiliated rating services and/or publications are generally based on information prepared and/or submitted by the recognized adviser. Investment performance is not an explicit criterion because clients’ investment goals differ. Working with a highly rated or ranked adviser does not ensure that a client or prospective client will experience a higher level of performance. GWA does not advertise its receipt of awards, rankings, ratings, and/or recognition by unaffiliated rating services and/or publications unless it has a reasonable basis to believe that any questionnaire or survey used in the process is structured to make it equally easy for a participant to provide favorable and unfavorable responses and is not designed or prepared to produce any predetermined result.
This material is protected by United States copyright law and may not be reproduced, distributed, transmitted, displayed, published, or broadcast without the prior written permission of GWA. Users may not alter or remove any trademark, copyright, or other notice from copies of the content.
2015 CNBC Top 100 Fee-Only Wealth Management Firms
The CNBC Digital editorial team, along with Meridian-IQ, created the following ranking methodology for its Top 100 Fee-Only Wealth Management Firms rankings. Scores for each measure listed below were weighted according to a proprietary formula to arrive at a final total rank:
Firms with greater AUM totals were given a higher ranking in the case of numerical ties of the above formula. The Meridian/AdviceIQ team then applied the formula to the Meridian-IQ database of all RIAs to create the list. The final step to create the Top 100 Fee-Only Wealth Management Firms list for CNBC.com was to apply the AdviceIQ Regulatory Compliance Review process to the master list and eliminate any firm that failed the RCR process.
The RCR process is a due-diligence process whereby each advisory firm was compared with the RCR database of all regulatory actions from all four primary regulators: SEC, FINRA, state regulators and state insurance commissioners. In order to pass the RCR process, an advisory firm cannot have any complaints, actions or disclosures from any of the above regulators.
2023 D Magazine
Top Wealth Managers
D Magazine asked every wealth management firm and team in the Dallas-Fort Worth chapter of the Financial Planning Association, Chartered Financial Analyst Institute, and the Investments and Wealth Institute to tell them about their practices. The final list was selected based on these criteria: top firms or teams must have total assets under management for individual clients of at least $100 million; average assets under management per client of at least $1 million; a 95 percent client-retention rate over the last two years; and no current disciplinary actions. Additionally, all firms (or teams, should the team apply as an entity separate from its parent company) must have been in existence for at least five years as of the application deadline (June 5, 2023). They must also hold themselves out as fiduciaries for their clients and provide them with a written disclosure. A panel of esteemed local wealth managers reviewed the final list. All numbers are current as of the application deadline. Out of the 63 that applied, 42 firms and teams were selected.
Best Financial Planners
D Magazine asked every Certified Financial Planner in the Dallas-Fort Worth chapter of the Financial Planning Association to cast an online ballot. They were asked to name peers, both inside and outside their firms, whom they considered to be the most skilled and experienced financial planners in the industry. Outside-firm votes counted more than inside-firm votes. Self-nominations were tossed out. A panel of esteemed local financial planners reviewed the list. Only CFPs made the list. A total of 938 votes were cast, and 301 individuals were nominated. Of these, 90 were selected.
2023 Texas Monthly Five Star Wealth Manager
Five Star Professional conducts market-specific research to identify outstanding service professionals. Founded in 2003, the Five Star award program is the largest and most widely published award program in North America, covering more than 45 major markets. Professionals recognized as award winners are published by Five Star Professional and its partners. Award winners cannot pay a fee to be included in the research or the final list of award recipients.
The Five Star Wealth Manager award program was presented and discussed with the SEC Staff in Washington, D.C., in June 2011. The SEC Staff verbally advised Five Star Professional that the program does not constitute a client testimonial because (a) clients do not participate in the nomination and pre-qualification process and (b) the use of consumer survey feedback in the regulatory history/consumer complaint process is insignificant in the overall award selection process.
To view the complete program description:
To view the Wealth Manager Research Methodology:
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